0000950123-11-083265.txt : 20110908 0000950123-11-083265.hdr.sgml : 20110908 20110908104902 ACCESSION NUMBER: 0000950123-11-083265 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLG LIFE TECH CORP CENTRAL INDEX KEY: 0001406635 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-84537 FILM NUMBER: 111079845 BUSINESS ADDRESS: STREET 1: 2168-1050 PENDER STREET CITY: Vancouver STATE: a1 ZIP: V6C BUSINESS PHONE: 604-669-2602 MAIL ADDRESS: STREET 1: 2168-1050 PENDER STREET CITY: Vancouver STATE: a1 ZIP: V6C FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COLUMBIA WANGER ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0000908733 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043519872 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 227 W MONROE STREET STREET 2: SUITE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-634-9200 MAIL ADDRESS: STREET 1: 227 W MONROE ST STREET 2: STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA WANGER ASSET MANAGEMENT LP DATE OF NAME CHANGE: 20040427 FORMER COMPANY: FORMER CONFORMED NAME: LIBERTY WANGER ASSET MANAGEMENT LP DATE OF NAME CHANGE: 20010220 FORMER COMPANY: FORMER CONFORMED NAME: WANGER ASSET MANAGEMENT LP DATE OF NAME CHANGE: 19990108 SC 13G 1 c66113gsc13g.htm SC 13G sc13g
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
GLG LIFE TECH CORP.
 
(Name of Issuer)
COMMON STOCK
 
(Title of Class of Securities)
361793201
 
(CUSIP Number)
August 31, 2011
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the Rule pursuant to which this Schedule is filed:
     þ Rule 13d-1(b)

     o Rule 13d-1(c)

     o Rule 13d-1(d)
*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
     The information required on the remainder of this page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
 
 

 


 

 

           
1   NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY):

Columbia Wanger Asset Management, LLC 04-3519872
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   3,728,800
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   3,728,800
       
WITH 8   SHARED DISPOSITIVE POWER
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,728,800
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  11.2%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IA


 

     
Item 1(a).
  Name of Issuer:
 
   
 
  GLG Life Tech Corp.
 
   
Item 1(b).
  Address of Issuer’s Principal Executive Offices:
 
   
 
  Suite 519 World Trade Center
 
  999 Canada Place
 
  Vancouver, BC V6C 3E1
 
  Canada
 
   
Item 2(a).
  Name of Person Filing:
 
   
 
  Columbia Wanger Asset Management, LLC
 
   
Item 2(b).
  Address of Principal Business Office or, if None, Residence:
 
   
 
  227 West Monroe Street, Suite 3000, Chicago, IL 60606.
 
   
Item 2(c).
  Citizenship:
 
   
 
  Delaware
 
   
Item 2(d).
  Title of Class of Securities:
 
   
 
  Common Stock

 


 

         
Item 2(e).
  CUSIP Number:
 
       
 
  361793201  
 
       
Item 3.
  If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c),
Check Whether the Person Filing is a:
 
       
 
  (a) o Broker or dealer registered under Section 15 of the Exchange Act.
 
       
 
  (b) o Bank as defined in Section 3(a)(6) of the Exchange Act.
 
       
 
  (c) o Insurance company as defined in Section 3(a)(19) of the Exchange Act.
 
       
 
  (d) o Investment company registered under Section 8 of the Investment Company Act.
 
       
 
  (e) þ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
 
       
 
  (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
 
       
 
  (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
 
       
 
  (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
 
       
 
  (i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act.
 
       
 
  (j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 
       
 
  If this statement is filed pursuant to Rule 13d-1(c), check this box. o
 
       
Item 4.
  Ownership:
 
       
 
  With respect to the beneficial ownership of the reporting person, see Items 5 through 11 of the cover pages to this Schedule 13G, which are incorporated herein by reference.
 
       
Item 5.
  Ownership of 5 Percent or Less of a Class:
 
       
 
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
       
Item 6.
  Ownership or More than Five Percent on Behalf of Another Person:
 
       
 
  The shares reported herein include shares held by Columbia Acorn Trust (CAT), a Massachusetts business trust that is advised by the reporting person. CAT holds 10.3% of the shares of the Issuer.

 


 

     
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
 
   
 
  Not Applicable.
 
   
Item 8.
  Identification and Classification of Members of the Group:
 
   
 
  Not Applicable.
 
   
Item 9.
  Notice of Dissolution of Group:
 
   
 
  Not Applicable.

 


 

     
Item 10.
  Certification:
 
   
 
  By signing below each of the undersigned certifies that, to the best of such undersigned’s knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: September 8, 2011
Columbia Wanger Asset Management, LLC
         
  By:   /s/ Bruce H. Lauer    
    Bruce H. Lauer   
    Chief Operating Officer   
 

 

EX-99.1 2 c66113gexv99w1.htm EX-99.1 exv99w1
Exhibit 99.1
EXHIBIT 99.1 — JOINT FILING AGREEMENT
The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.
In accordance with Rule 13d-1(k)(1) promulgated under the Securities and Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing with each other on behalf of each of them of to such a statement on Schedule 13G with respect to the common stock of beneficially owned by each of them. This Joint Filing Agreement shall be included as an exhibit to such Schedule 13G.
Dated: September 8, 2011
Columbia Wanger Asset Management, LLC
         
  By:   /s/ Bruce H. Lauer    
    Bruce H. Lauer   
    Chief Operating Officer   
 
Columbia Acorn Trust
         
  By:   /s/ Bruce H. Lauer    
    Bruce H. Lauer   
    Vice President, Treasurer and Secretary